For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort ascending | Title | Description |
|---|---|---|
| Mar 27, 2009 | Election Notice - 3/27/09 | Nominees for Vacant FINRA Board of Governors Large Firm Seats
|
| Mar 24, 2009 | Election Notice - 3/24/09 | FINRA Announces Election Results for District Committees, District Nominating Committees and the National Adjudicatory Council
|
| Feb 23, 2009 | Election Notice - 2/23/09 | Nominees for the District Committees and District Nominating Committees
|
| Feb 05, 2009 | Election Notice - 2/5/09 | Notice of Contested Election and Ballot for Small Firm National Adjudicatory Council Member Seat
|
| Jan 02, 2009 | Election Notice - 1/2/09 | Upcoming District Committee and District Nominating Committee Elections
This Notice was updated to note that the District 10 Nominating Committee Chair is Vacant. |
| Dec 08, 2008 | Election Notice - 12/8/08 | FINRA Announces Changes in Composition of National Adjudicatory Council and Nominees for Vacant Small Firm and Large Firm Industry Seats
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| Nov 21, 2008 | Election Notice - 11/21/08 | Notice of SFAB Election and Ballots
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| Oct 24, 2008 | Election Notice - 10/24/08 | FINRA Notice of Special Meeting of Small Firms and Proxy
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| Oct 10, 2008 | Election Notice - 10/10/08 | Election Notice - 10/10/08
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| Aug 26, 2008 | Election Notice - 8/26/08 | Nominee for Vacant FINRA Board of Governors Small Firm Seat
|
| Apr 11, 2008 | Election Notice - 4/11/08 | Election Results for District Committees and District Nominating Committees
|
| Feb 27, 2008 | Election Notice - 2/27/08 | Nominees for the District Committees and District Nominating Committees
|
| Jan 18, 2008 | Election Notice - 1/18/08 | Upcoming District Committee and District Nominating Committee Elections
This Notice was updated to correct the listings for the District Nominating Committees for Districts 3, 4 and 10. |
| Dec 14, 2007 | Election Notice - 12/14/07 | Small Firm Advisory Board Election and Ballots
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| Nov 01, 2007 | Election Notice - 11/1/07 | FINRA Small Firm Advisory Board Election
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| Sep 26, 2007 | Election Notice - 9/26/07 | FINRA Notice of Meeting and Proxy
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| Aug 03, 2007 | Election Notice - 8/3/07 | Nominees for FINRA Board of Governors
|