Election Notices
| Date Sort ascending | Title | Description |
|---|---|---|
| May 23, 2017 | Election Notice - 5/23/17 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 7, 2017
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| May 02, 2017 | Election Notice – 5/2/17 | Notice of Special Meeting of Large Firms and Proxy
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| Mar 09, 2017 | Election Notice – 3/9/17 | Special Election to Fill FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, April 24, 2017
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| Jan 24, 2017 | Election Notice – 1/24/17 | 2017 Annual FINRA Election Cycle and Procedures Overview
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| Dec 20, 2016 | Election Notice – 12/20/16 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Oct 19, 2016 | Election Notice – 10/19/16 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 18, 2016
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| Sep 07, 2016 | Election Notice – 9/7/16 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 7, 2016
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| Sep 07, 2016 | Election Notice – 9/7/16 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 7, 2016
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| Aug 19, 2016 | Election Notice – 8/19/16 | Notice of Annual Meeting of FINRA Firms and Proxy
Note: On August 31, 2016, FINRA changed the annual meeting record date to Tuesday, August 30, 2016. |
| Aug 12, 2016 | Election Notice – 8/12/16 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2016
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| Jun 21, 2016 | Election Notice – 6/21/16 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: August 5, 2016
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| Mar 10, 2016 | Election Notice – 3/10/16 | Annual FINRA Election Cycle and Procedures Overview
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| Dec 18, 2015 | Election Notice – 12/18/15 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Oct 14, 2015 | Election Notice – 10/14/15 | Notice of SFAB Election and Ballots
Ballot Due Date: November 13, 2015
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| Oct 14, 2015 | Election Notice – 10/14/15 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
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| Oct 01, 2015 | Election Notice – 10/1/15 | Nomination of a Small Firm NAC Member Candidate
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| Sep 02, 2015 | Election Notice – 9/2/15 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 2, 2015
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| Sep 02, 2015 | Election Notice – 9/2/15 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 2, 2015
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| Jul 28, 2015 | Election Notice – 7/28/15 | FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
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| Jun 30, 2015 | Election Notice – 6/30/15 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Apr 27, 2015 | Election Notice - 4/27/15 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 11, 2015
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| Dec 05, 2014 | Election Notice - 12/5/14 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
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| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
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| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
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