Election Notices
| Date Sort ascending | Title | Description |
|---|---|---|
| Jun 11, 2018 | Election Notice – 6/11/18 | Notice of Special Meeting of Large Firms and Proxy
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| May 25, 2018 | Election Notice – 5/25/18 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 9, 2018
|
| Apr 20, 2018 | Election Notice – 4/20/18 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, June 4, 2018
|
| Dec 15, 2017 | Election Notice – 12/15/17 | FINRA Announces SFAB, NAC and District Committee Election Results and Appointments
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| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 20, 2017
|
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 20, 2017
The District 1 Small Firm seat is no longer contested. Ballots will not be distributed. |
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of SFAB Election and Ballots
Ballot Due Date: November 20, 2017
|
| Sep 08, 2017 | Election Notice – 9/8/17 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 9, 2017
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| Sep 08, 2017 | Election Notice – 9/8/17 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: Monday, October 9, 2017
|
| Aug 21, 2017 | Election Notice – 8/21/17 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 5, 2017
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| Jul 21, 2017 | Election Notice – 7/21/17 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 23, 2017 | Election Notice - 5/23/17 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 7, 2017
|
| May 02, 2017 | Election Notice – 5/2/17 | Notice of Special Meeting of Large Firms and Proxy
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| Mar 09, 2017 | Election Notice – 3/9/17 | Special Election to Fill FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, April 24, 2017
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| Jan 24, 2017 | Election Notice – 1/24/17 | 2017 Annual FINRA Election Cycle and Procedures Overview
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| Dec 20, 2016 | Election Notice – 12/20/16 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
|
| Oct 19, 2016 | Election Notice – 10/19/16 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 18, 2016
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| Sep 07, 2016 | Election Notice – 9/7/16 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 7, 2016
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| Sep 07, 2016 | Election Notice – 9/7/16 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 7, 2016
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| Aug 19, 2016 | Election Notice – 8/19/16 | Notice of Annual Meeting of FINRA Firms and Proxy
Note: On August 31, 2016, FINRA changed the annual meeting record date to Tuesday, August 30, 2016. |
| Aug 12, 2016 | Election Notice – 8/12/16 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2016
|
| Jun 21, 2016 | Election Notice – 6/21/16 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: August 5, 2016
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| Mar 10, 2016 | Election Notice – 3/10/16 | Annual FINRA Election Cycle and Procedures Overview
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| Dec 18, 2015 | Election Notice – 12/18/15 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Oct 14, 2015 | Election Notice – 10/14/15 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
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