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Election Notices

Date Sort ascending Title Description
Mar 29, 2010 Election Notice - 3/29/10
FINRA Announces Election Results for District Committees, District Nominating Committees
Feb 12, 2010 Election Notice - 2/12/10
Nominees for the District Committees and District Nominating Committees
Dec 18, 2009 Election Notice - 12/18/09
FINRA Announces Recently Elected and Appointed National Adjudicatory Council and Small Firm Advisory Board Members
Dec 11, 2009 Election Notice - 12/11/09
Upcoming District Committee and District Nominating Committee Elections
Oct 23, 2009 Election Notice - 10/23/09
Notice of SFAB Election and Ballots
Sep 18, 2009 Election Notice - 9/18/09
FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
Sep 04, 2009 Election Notice - 9/4/09
FINRA Small Firm Advisory Board Election
Jul 20, 2009 Election Notice - 7/20/09
FINRA Announces Nominees for Vacant Small Firm and Mid-Size Firm Industry National Adjudicatory Council Seats
May 15, 2009 Election Notice - 5/15/09
Notice of Special Meeting of Large Firms and Proxy
Mar 27, 2009 Election Notice - 3/27/09
Nominees for Vacant FINRA Board of Governors Large Firm Seats
Mar 24, 2009 Election Notice - 3/24/09
FINRA Announces Election Results for District Committees, District Nominating Committees and the National Adjudicatory Council
Feb 23, 2009 Election Notice - 2/23/09
Nominees for the District Committees and District Nominating Committees
Feb 05, 2009 Election Notice - 2/5/09
Notice of Contested Election and Ballot for Small Firm National Adjudicatory Council Member Seat
Jan 02, 2009 Election Notice - 1/2/09
Upcoming District Committee and District Nominating Committee Elections

This Notice was updated to note that the District 10 Nominating Committee Chair is Vacant.

Dec 08, 2008 Election Notice - 12/8/08
FINRA Announces Changes in Composition of National Adjudicatory Council and Nominees for Vacant Small Firm and Large Firm Industry Seats
Nov 21, 2008 Election Notice - 11/21/08
Notice of SFAB Election and Ballots
Oct 24, 2008 Election Notice - 10/24/08
FINRA Notice of Special Meeting of Small Firms and Proxy
Oct 10, 2008 Election Notice - 10/10/08
Election Notice - 10/10/08
Aug 26, 2008 Election Notice - 8/26/08
Nominee for Vacant FINRA Board of Governors Small Firm Seat
Apr 11, 2008 Election Notice - 4/11/08
Election Results for District Committees and District Nominating Committees
Feb 27, 2008 Election Notice - 2/27/08
Nominees for the District Committees and District Nominating Committees
Jan 18, 2008 Election Notice - 1/18/08
Upcoming District Committee and District Nominating Committee Elections

This Notice was updated to correct the listings for the District Nominating Committees for Districts 3, 4 and 10.

Dec 14, 2007 Election Notice - 12/14/07
Small Firm Advisory Board Election and Ballots
Nov 01, 2007 Election Notice - 11/1/07
FINRA Small Firm Advisory Board Election
Sep 26, 2007 Election Notice - 9/26/07
FINRA Notice of Meeting and Proxy