Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice to Members 00-32 | SEC Suspends Decimalization Deadline And Requests Comment On Extended Deadline
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| Notice to Members 00-31 | Fixed Income Pricing System Additions, Changes, And Deletions As Of March 23, 2000
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| Notice to Members 00-30 | SEC Approves New Systems And Rules Governing Delivery, Negotiation, And Execution Of Orders For Nasdaq National Market Securities
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| Notice to Members 00-29 | SEC Approves Changes To Nasdaq Locked/Crossed Markets Rule
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| Notice to Members 00-28 | SEC Approves Use Of Hard To Borrow List To Comply With The Affirmative Determination Requirement For Short Sales (Rule 3370)
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| Notice to Members 00-27 | Deadline Extended For Series 55 Equity Trader Examination To October 1, 2000
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| Notice to Members 00-26 | NASD Regulation Reiterates Requirement That Members Correctly Report Order Audit Trail Information
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| Notice to Members 00-25 | Memorial Day: Trade Date — Settlement Date Schedule
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| Notice to Members 00-24 | Fixed Income Pricing System Additions, Changes, And Deletions As Of February 23, 2000
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| Notice to Members 00-23 | SEC Approves New Rules Relating To Bond Mutual Fund Volatility Ratings
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| Notice to Members 00-22 | SEC Approves New Voluntary Single Arbitrator Pilot Program For A Two-Year Period
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| Notice to Members 00-21 | NASD Regulation Reminds Members Of Their Responsibilities When Advertising Recent Mutual Fund Performance
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| For Your Information - March 2000 | For Your Information (March)
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| Notice to Members 2000 | For Your Information
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| Notice to Members 00-20 | Good Friday: Trade Date — Settlement Date Schedule
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| Notice to Members 00-19 | Fixed Income Pricing System Additions, Changes, And Deletions As Of January 24, 2000
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| Notice to Members 00-18 | NASD Regulation Issues Statement Of Policy Regarding Recordation By Members Of NASD Examinations
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| Notice to Members 00-17 | NASD Regulation Requests Comment On Proposed Recordkeeping And Reporting Requirements For Quotations On Certain Automated, Inter-Dealer Quotation Systems
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| Notice to Members 00-16 | SEC Approves Changes To NASD Public Disclosure Program (Interpretive Material 8310-2)
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| Notice to Members 00-15 | SEC Approves Rule Change Relating To Filing Requirements For Independently Prepared Research Reports
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| Notice to Members 00-14 | NASD Members Must Update Firm Contact Information Via The NASD Regulation Web Site By April 30, 2000
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| Notice to Members 00-13 | Nominees For NASD Board Of Governors
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| For Your Information - February 2000 | For Your Information (February)
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| Notice to Members 2000 | For Your Information
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| Notice to Members 00-12 | Amendments Adopted To Clarify The Application Of NASD Rules To Offerings Under SEC Rule 504 And Intra-State-Only Offerings
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| Notice to Members 00-11 | Fixed Income Pricing System Additions, Changes, And Deletions As Of December 23, 1999
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| Notice to Members 00-10 | Nasdaq Reiterates Clearly Erroneous Complaint Procedures
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| Notice to Members 00-09 | NASD Issues Various MSRB Rule G-37 Decisions On Exemptive Relief
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| For Your Information - January 2000 | For Your Information (January)
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| Notice to Members 2000 | For Your Information
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| Notice to Members 00-08 | NASD Reminds Members Of Their Obligations Regarding Municipal Securities Transaction Reporting
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| Notice to Members 00-07 | Disclosure To Customers Engaging In Extended Hours Trading
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| Notice to Members 00-06 | The Countdown To Decimals
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| Notice to Members 00-05 | Fixed Income Pricing System Additions, Changes, And Deletions As Of November 23, 1999
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| Notice to Members 00-04 | Martin Luther King, Jr. Day And Presidents Day: Trade Date — Settlement Date Schedule
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| Notice to Members 00-03 | Annual Checklist Of NASD Notices to Members
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| Notice to Members 00-02 | NASD Alerts Members To Their Obligations Concerning Soliciting Business In Foreign Jurisdictions
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| Notice to Members 00-01 | 1999-2000 Renewal Rosters And Final Adjusted Statements
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| For Your Information - December 1999 | For Your Information (December)
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| Notice to Members - December 1999 | For Your Information
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