I can’t believe how non transparent Wall Street is. Institutional Investors have it all in their favour. Retail Investors have nothing. It’s a corrupt system. Nothing was learned by 2008. Dark pools should either be visible or outlawed. Synthetic share are a no but so clearly used but nothing is done to regulate. FTD’s are placed on the threshold security list for 13 days but then nothing happens
Hello my comment is really quite simple I’m a new investor trying to break the cycle of poverty in my family with that being said as little as I know i have seen the blatant manipulation and illegal actions by billionaire companies only be handed a fine for breaking the law and completely manipulating a system that should be for everyone not just the 1 percent who has molded the stock market to
I have held stock in both GME and AMC since January. I watched as the GME stock was manipulated by several Brokers when they all removed/limited retail investors ability to purchase stock but allowed selling. This resulted in a " Flash Crash" of GME price. Since then we have watched Companies use shorts/naked shorts to manipulate the price of both AMC and GME. There seems to be a
The problem is not the rules... Rules are there already and you know as well as everyone else that the issue is that the rules are for thee and not for me. Enforce the rules that are on the books and stop not only the naked short selling but also the political hacks working for your agency and all throughout the financial industry regulatory authorities. Tell me... How much again did Pelosi make
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt new Rule 5150 to provide NASD with authority to exempt members from certain new NASD trade reporting requirements for the Alternative Display Facility ("ADF") and the NASD Trade Reporting Facilities ("TRFs") relating to Regulation NMS.
As an AMC GME APE I demand market transparency! Same day reporting is doable with the technology. End PFOF and Ban Dark Pools! Citadel Securities Scandal CEO Ken Griffin should be arrested immediately ORTEX should be releasing information to the public for free Enforce the rules that you already have in order SEC Rule 304(a) (4): Suspension, Limitation, or Revocation to the Exchange Link to rule
Who are you to make such regulations? It is none of your business how I invest MY MONEY. You were not elected by me, the people. I probably understand inverse/leveraged investment products better than you. Our country and economy would be much better off if you resigned your government (aka. Unproductive) job, returned your salary to hard working tax payers and secure a job in the private sector
Below are the zipped daily files of the Structured Product Activity Report and the Structured Product Pricing Tables. The zipped files will be available on the 1st business day of the month for the preceding months reports.
For additional information regarding the available reports, please contact TRACE Data Services at (888) 507-3665.
The SEC has
SR-FINRA-2018-013 - Approval Order
a proposed rule change to establish a new FINRA Trade Reporting Facility in conjunction with Nasdaq (the FINRA/Nasdaq TRF Chicago). The FINRA/Nasdaq TRF Chicago provides FINRA members with another mechanism for reporting over-the-counter trades in NMS stocks and complying with FINRA’s requirements with respect to back-
At the 2025 FINRA Annual Conference on May 14, FINRA Chair Scott Curtis discusses topics of interest to FINRA member firms and other stakeholders, in conversation with President and CEO Robert Cook.
