Firms We Regulate - K

K CAPITAL LLC
805 THIRD AVENUE, FLOOR 14, NEW YORK, NY 10022

K. W. CHAMBERS & CO.
7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105

K.C. WARD FINANCIAL
4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779
Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

KA ASSOCIATES, INC.
1800 AVENUE OF THE STARS, THIRD FLOOR, LOS ANGELES, CA 90067

KAHN BROTHERS LLC
555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

KAIETEUR INVESTMENTS LLC
90 BROAD STREET, SUITE 1904, NEW YORK, NY 10004-2670

KALORAMA CAPITAL, LLC
1875 I STREET NW, 5TH FLOOR, WASHINGTON, DC 20006

KALOS CAPITAL, INC.
11525 PARK WOODS CIRCLE, SUITE 280, ALPHARETTA, GA 30005

KANSAS CITY BROKERAGE. INC
6700 ANTIOCH ROAD, SUITE 420, MERRIAM, KS 66204
Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113

KAPITALL GENERATION, LLC
31 WEST 34TH ST., SUITE 7006, NEW YORK, NY 10001

KARVY, INC.
115 BROADWAY, SUITE 1506, NEW YORK, NY 10038

KATALYST SECURITIES LLC
15 MAIDEN LANE, ROOM 601, NEW YORK, NY 10038

KAUFMAN & COMPANY, LLC
101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110

KAYAN SECURITIES, INC.
3450 WILSHIRE BLVD, # 1208, LOS ANGELES, CA 90010-2245

KBC SECURITIES USA, INC.
1177 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10036

KBD SECURITIES, LLC
470 PARK AVENUE SOUTH, NEW YORK, NY 10016

KBS CAPITAL MARKETS GROUP LLC
800 NEWPORT CENTER DRIVE, SUITE 700, NEWPORT BEACH, CA 92660

KCD FINANCIAL, INC.
3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115

KCG AMERICAS LLC
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

KCG SECURITIES, LLC
13961 S. MINUTEMAN DR., #300A, DRAPER, UT 84020

KCOE CAPITAL ADVISORS, LLC
2725 NW 24TH AVE., CAMAS, WA 98607
Mailing Address: PO BOX 1016, CAMAS, WA 98607

KCPAG BROKERAGE LLC
302 E. WALNUT, ROBINSON, IL 62454

KEANE FINANCIAL, LLC
450 SEVENTH AVENUE, SUITE 905, NEW YORK, NY 10123

KEDEM CAPITAL CORPORATION
52 BEAUMONT DRIVE, MELVILLE, NY 11747-2502

KEEFE, BRUYETTE & WOODS, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

KEEL POINT CAPITAL, LLC
100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801

KEELEY INVESTMENT CORP.
111 W. JACKSON BLVD., SUITE 810, CHICAGO, IL 60604

KEISER ANALYTICS
139 FULTON STREET, SUITE 512, NEW YORK, NY 10038
Mailing Address: 527 HUDSON STREET, SUITE 20-170, NEW YORK, NY 10014

KELSON CAPITAL LLC
230 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10169

KEMA PARTNERS LLC
309 LAVERNE AVE., MILL VALLEY, CA 94941

KEMPEN & CO U.S.A., INC.
880 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

KENMAR SECURITIES, LLC
1211 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: PO BOX 5537, NEW YORK, NY 10185-5537

KENNETH, JEROME & CO.,INC.
147 COLUMBIA TPKE, FLORHAM PK, NJ 07932
Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038

KENSINGTON CAPITAL CORP.
4910 13TH AVE., BROOKLYN, NY 11219-3100

KEPLER CAPITAL MARKETS, INC.
600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

KERCHEVILLE & COMPANY, INC.
15750 IH-10 WEST, SAN ANTONIO, TX 78249

KERLIN CAPITAL GROUP LLC
624 SOUTH GRAND AVENUE, SUITE 2410, LOS ANGELES, CA 90017

KERSHNER SECURITIES, LLC
1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

KESSLER & COMPANY INVESTMENTS, INC.
1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835

KEVIN HART KORNFIELD & COMPANY, INC.
2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387
Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423

KEY INVESTMENT SERVICES LLC
4900 TIEDEMAN ROAD, OH-01-49-0215, BROOKLYN, OH 44144

KEY WEST INVESTMENTS, LLC
227 W. VALLEY BLVD, SUITE 298B, SAN GABRIEL, CA 91776

KEYBANC CAPITAL MARKETS INC.
127 PUBLIC SQUARE, CLEVELAND, OH 44114

KEYSTONE CAPITAL CORPORATION
12230 EL CAMINO REAL, SUITE 230, SAN DIEGO, CA 92130

KFM SECURITIES, INC.
C/O BUTTONWOOD BUSINESS SOLUTIONS, LLC., 30 BROAD STREET - 14TH FLOOR, NEW YORK, NY 10004

KGS-ALPHA CAPITAL MARKETS, L.P.
601 LEXINGTON AVENUE, 44TH FLOOR, NEW YORK, NY 10022

KIDRON CAPITAL ADVISORS LLC
1450 BROADWAY, 39TH FLOOR, NEW YORK, NY 10018

KILEY PARTNERS, INC.
11770 U.S. HIGHWAY ONE, SUITE 203E, PALM BEACH GARDENS, FL 33408

KIMBERLITE ADVISORS, LLC
623 5TH AVENUE, 16TH FLOOR, NEW YORK, NY 10019

KIMELMAN & BAIRD, LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516

KINECTA FINANCIAL & INSURANCE SERVICES, LLC
973 S. WESTLAKE BLVD., SUITE 200, WESTLAKE VILLAGE, CA 91361
Mailing Address: 973 S. WESTLAKE BLVD, SUITE 200, WESTLAKE VILLAGE, CA 91361

KINETICS FUNDS DISTRIBUTOR LLC
470 PARK AVENUE SOUTH, 8TH FLOOR, NEW YORK, NY 10016

KINGSBURY CAPITAL, INC.
1560 SHERMAN AVE, SUITE 803, EVANSTON, IL 60201
Mailing Address: 1560 SHERMAN AVENUE, SUITE 803, EVANSTON, IL 60201

KIPLING CAPITAL, INC.
100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

KIPLING JONES & CO., LTD.
440 LOUISIANA STREET, STE. 900, HOUSTON, TX 77002
Mailing Address: 440 LOUISIANA STREET, STE. 900, HOUSTON, TX 77002

KIPPSDESANTO & COMPANY
8000 TOWERS CRESCENT DRIVE, SUITE 1200, TYSONS CORNER, VA 22182

KISKI SECURITIES LLC
888 7TH AVENUE, 5TH FLOOR, NEW YORK, NY 10019

KITTLE CAPITAL MARKETS, LLC
500 E. 96TH STREET, SUITE 300, INDIANAPOLIS, IN 46240

KJM SECURITIES, INC.
48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534
Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

KKR CAPITAL MARKETS LLC
9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019

KLR GROUP, LLC
405 LEXINGTON AVENUE, SUITE 29C, NEW YORK, NY 10174

KMS FINANCIAL SERVICES, INC.
2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866

KNOX SECURITIES CORP.
830 POST ROAD EAST, SUITE 205, WESTPORT, CT 06880

KOEHLER FINANCIAL, LLC
5764 JAMES DRIVE, STEVENSVILLE, MI 49127

KOONCE SECURITIES, LLC
6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550

KOREA INVESTMENT & SECURITIES AMERICA, INC.
1350 AVENUE OF THE AMERICAS, SUITE 1110, NEW YORK, NY 10019

KOTA GLOBAL SECURITIES INC.
10 HANOVER SQUARE, UNIT 18C, NEW YORK, NY 10005

KOTAK MAHINDRA, INC.
50 MAIN STREET, SUITE 890, WHITE PLAINS, NY 10606

KOVACK INTERNATIONAL SECURITIES INC
6451 N. FEDERAL HWY, FT. LAUDERDALE, FL 33308

KOVACK SECURITIES INC.
6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

KOVITZ SECURITIES, LLC
115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603

KPG CAPITAL PARTNERS, LLC
2760 RASMUSSEN ROAD, SUITE D-205, PARK CITY, UT 84098
Mailing Address: 2760 RASMUSSEN ROAD, SUITE D-205, PARK CITY, UT 84098

KPMG CORPORATE FINANCE LLC
200 E. RANDOLPH DRIVE, CHICAGO, IL 60601-6436
Mailing Address: 200 E. RANDOLPH DRIVE, SUITE 5500, CHICAGO, IL 60601-6436

KR SECURITIES, LLC
600 PRETTY BROOK ROAD, PRINCETON, NJ 08540
Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

KRAMBO CORPORTION
1355 BAY STREET #4, SAN FRANCISCO, CA 94123
Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310

KSBD, LLC
4401 DOMINION BOULEVARD, GLEN ALLEN, VA 23060

KUEHL CAPITAL CORPORATION
14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154

KUHNS BROTHERS SECURITIES CORPORATION
558 LIME ROCK ROAD, LIME ROCK, CT 06039
Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039

KUN-LUN DEVELOPMENT CORPORATION
435 KINGSTON DRIVE, DANVILLE, CA 94506

KURT SALMON CAPITAL ADVISORS, LLC
1355 PEACHTREE ST. NE, SUITE 900, ATLANTA, GA 30309
Mailing Address: 1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309

KUYKENDALL & SCHNEIDER, INC.
3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410
Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410

KW SECURITIES CORPORATION
100 LARKSPUR LANDING CIRCLE, SUITE 200, LARKSPUR, CA 94939

KYSON & CO
1051 PARK VIEW DRIVE, # 119, COVINA, CA 91724

KYTE SECURITIES LLC
55 WATER STREET, NEW YORK, NY 10041

Last updated: 8/18/15