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Sarah Wallis

Vice President, Enforcement Strategic Technology Programs

Sarah Wallis is Vice President, Enforcement Strategic Technology Programs. Her team leads the strategic adoption of technology and data analytics solutions for FINRA Enforcement.  

Sarah has spent over 17 years in the financial services industry in various roles related to strategic change, technology, regulatory compliance, risk management, operations, and innovation. Immediately prior to joining FINRA, she was a Director at Credit Suisse, serving as the strategic change lead for Global Market Risk, including both regulatory compliance programs and the innovation portfolio. Sarah was previously a consultant with Ernst & Young in their Financial Services Risk Management practice.

Ms. Wallis received her bachelor's degree in Operations Research and Industrial Engineering from Cornell University.