How to Contact the New York Regional Office
Key Personnel at the Northeast Region Office
Phone: (212) 858-4382
Associate Regional Director
Phone: (212) 858-4370
Regional Operations Manager
Phone: (212) 858-4706
Phone: (212) 858-4707
Phone: (212) 858-4724
Phone: (212) 858- 4356
Phone: (212) 858- 3928
Phone: (212) 858- 4008
Phone: (212) 858- 5288
Contact the Northeast Region Office
- By Phone: Main number for the New York office: (212) 858-4200 Between the hours of 9 a.m. and 5 p.m.
- By Email: FINRA Dispute Resolution staff members can be reached by email. Email addresses use the following protocol: [email protected]
Check city information for regular updates about transit/traffic information and restrictions.
Mail Delivery Information
Based upon the advice of the U.S. Postal Service and law enforcement authorities, FINRA and its family of companies will no longer open or accept any mail (envelopes or packages) that does not have complete return names and addresses. Please be sure when sending mail to FINRA that your information is fully and appropriately labeled.