Information for Arbitrators

Become an Arbitrator
Enhance your career. Focus on fairness. Preserve trust in our markets. Protect investors.

• Become an Arbitrator
  Learn how to join the ranks of FINRA's arbitrators, a group of dedicated individuals serving the investing public and the securities industry.
• Responsibilities
  Learn more about your duties as an arbitrator.
• Arbitrator Disqualification Criteria
  An arbitrator may be temporarily or permanently disqualified from serving on FINRA's roster if the arbitrator's conduct meets any of FINRA's disqualification criteria.
• Case Guidance & Resources
  Find resources to help you conduct cases in a fair and efficient manner.
• Administrative Resources
  This section provides arbitrators with an overview of the administrative resources available to them as part of their service on cases.
• Training
  Learn about your training requirements, and register for basic and advanced training.
• Arbitrator Recruitment Ambassador Initiative
  Help us recruit new arbitrators.