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Enrolling in the Maintaining Qualifications Program and the Exam Validity Extension Program User Guides

Eligible individuals enroll in FINRA’s Maintaining Qualifications Program (MQP), the North American Securities Administrators Association (NASAA)’s Exam Validity Extension Program for Broker-Dealer Agents (AG EVEP), or NASAA's EVEP for Investment Adviser Representatives (IAR EVEP) via FinPro. Learn more about accessing FinPro and view a selection of user guides detailing how to enroll in the MQP, AG EVEP and IAR EVEP linked below.

Second MQP Enrollment Period

Enrollment for the second Maintaining Qualifications Program (MQP) enrollment period closed on December 31, 2023. Individuals who enrolled in the MQP during the second MQP enrollment period must complete their prescribed 2022 and 2023 MQP learning plan by March 31, 2024. 

Failure to complete the assigned learning by March 31, 2024 will result in removal from the MQP. Individuals removed from the MQP for failure to complete their assigned CE may then be required to requalify by exam to regain the terminated registration(s).

For more information, please review FINRA Information Notice 3/15/23.

 

Accessing FinPro

FinPro users must create credentials and verify their identity to access the system. (Tip: See the FinPro Account Creation Guide for guidance if you have not yet created a FinPro account.)

FinPro cannot be accessed with Internet Explorer. Use a supported browser to log in.

First-Time FinPro Users


Before creating an account: Have you self-enrolled in an exam or used one of these FINRA systems? If so, you can use the same system credentials to log in to FinPro.

Can’t remember your user ID or password? Recover them via email.
 

Returning FinPro Users


If you have logged in to FinPro before, sign in or quickly retrieve your credentials through the buttons below.

Note: You may need to create a new FinPro account if more than three years have passed since your last login. FinPro credentials are automatically deleted after 36 months of inactivity.
 

User Guides