2025 |
Q1 |
3767 |
&PARTNERS |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2025 |
Q1 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2025 |
Q1 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2025 |
Q1 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2025 |
Q1 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
35127 |
ABACUS INVESTMENTS, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q1 |
14020 |
ABN AMRO CLEARING USA LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
17433 |
ACADEMY SECURITIES, INC. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
139049 |
ACP SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
15007 |
AEGIS CAPITAL CORP. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2025 |
Q1 |
15007 |
AEGIS CAPITAL CORP. |
No |
NA
|
XML
|
AGIS |
2025 |
Q1 |
15007 |
AEGIS CAPITAL CORP. |
YES - Disclosure
|
AXOS CLEARING LLC
|
PDF|XML
|
|
2025 |
Q1 |
15007 |
AEGIS CAPITAL CORP. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2025 |
Q1 |
15007 |
AEGIS CAPITAL CORP. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2025 |
Q1 |
15007 |
AEGIS CAPITAL CORP. |
No |
NA
|
XML
|
AGCP |
2025 |
Q1 |
26193 |
ALAMO CAPITAL |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2025 |
Q1 |
26193 |
ALAMO CAPITAL |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2025 |
Q1 |
26193 |
ALAMO CAPITAL |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2025 |
Q1 |
286504 |
ALLARIA SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
1042 |
ALLEN & COMPANY LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
142619 |
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
7726 |
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
16569 |
ALLIED MILLENNIAL PARTNERS, LLC |
YES - Disclosure
|
STONEX FINANCIAL INC.
|
PDF|XML
|
|
2025 |
Q1 |
16569 |
ALLIED MILLENNIAL PARTNERS, LLC |
No |
INTERACTIVE BROKERS LLC
|
PDF
|
|
2025 |
Q1 |
18272 |
ALLSTATE FINANCIAL SERVICES, LLC |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2025 |
Q1 |
136131 |
ALLY INVEST SECURITIES LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
136131 |
ALLY INVEST SECURITIES LLC |
No |
NA
|
PDF|XML
|
APEXFLOW |
2025 |
Q1 |
288202 |
ALPACA SECURITIES LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
300262 |
ALPHALEDGER MARKETS, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q1 |
41139 |
ALTERNA SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
41139 |
ALTERNA SECURITIES, INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
299274 |
ALTRUIST FINANCIAL LLC |
No |
NA
|
PDF|XML
|
ALTR |
2025 |
Q1 |
117284 |
AMERANT INVESTMENTS, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2025 |
Q1 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2025 |
Q1 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2025 |
Q1 |
17437 |
AMERICAN CENTURY INVESTMENT SERVICES INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
17437 |
AMERICAN CENTURY INVESTMENT SERVICES INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
26506 |
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
7388 |
AMERICAN GLOBAL WEALTH MANAGEMENT, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q1 |
29678 |
AMERICAN HERITAGE SECURITIES, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
135288 |
AMERICAN INDEPENDENT SECURITIES GROUP, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2025 |
Q1 |
135288 |
AMERICAN INDEPENDENT SECURITIES GROUP, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2025 |
Q1 |
135288 |
AMERICAN INDEPENDENT SECURITIES GROUP, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2025 |
Q1 |
3001 |
AMERICAN TRUST INVESTMENT SERVICES, INC. |
No |
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2025 |
Q1 |
3001 |
AMERICAN TRUST INVESTMENT SERVICES, INC. |
No |
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2025 |
Q1 |
3001 |
AMERICAN TRUST INVESTMENT SERVICES, INC. |
No |
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2025 |
Q1 |
6363 |
AMERIPRISE FINANCIAL SERVICES, LLC |
YES - Disclosure
|
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
|
PDF|XML
|
|
2025 |
Q1 |
14869 |
AMERITAS INVESTMENT COMPANY, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
8365 |
AMUNI FINANCIAL, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
29931 |
ANDREW GARRETT INC. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
284714 |
ANOS CAPITAL, LLC |
No |
NA
|
PDF
|
|
2025 |
Q1 |
13071 |
APEX CLEARING CORPORATION |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
305818 |
APEX FINTECH BROKERAGE SERVICES |
No |
NA
|
PDF
|
|
2025 |
Q1 |
44856 |
ARETE WEALTH MANAGEMENT, LLC |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2025 |
Q1 |
44856 |
ARETE WEALTH MANAGEMENT, LLC |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|