2024 |
Q4 |
30833 |
CENTAURUS FINANCIAL, INC. |
YES - Disclosure
|
CHARLES SCHWAB & CO., INC.
|
PDF|XML
|
|
2024 |
Q4 |
30833 |
CENTAURUS FINANCIAL, INC. |
YES - Disclosure
|
PERSHING LLC
|
XML
|
|
2024 |
Q4 |
155291 |
CENTRAL STATES CAPITAL MARKETS, LLC |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2024 |
Q4 |
37869 |
CEROS FINANCIAL SERVICES, INC. |
YES - Disclosure
|
AXOS CLEARING LLC
|
PDF|XML
|
|
2024 |
Q4 |
37869 |
CEROS FINANCIAL SERVICES, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2024 |
Q4 |
37869 |
CEROS FINANCIAL SERVICES, INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
13572 |
CETERA ADVISOR NETWORKS LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
10299 |
CETERA ADVISORS LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
10358 |
CETERA FINANCIAL SPECIALISTS LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
15340 |
CETERA INVESTMENT SERVICES LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
25427 |
CFD INVESTMENTS, INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
28116 |
CHAPIN, DAVIS |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2024 |
Q4 |
5393 |
CHARLES SCHWAB & CO., INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
47770 |
CHELSEA FINANCIAL SERVICES |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2024 |
Q4 |
128711 |
CHICKASAW SECURITIES, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
166318 |
CHINA RENAISSANCE SECURITIES (US) INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
104021 |
CHOICETRADE |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
39462 |
CHURCHILL FINANCIAL, LLC |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2024 |
Q4 |
39462 |
CHURCHILL FINANCIAL, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
630 |
CIBC WORLD MARKETS CORP. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
143221 |
CICC US SECURITIES, INC. |
YES - Disclosure
|
BTIG, LLC
|
PDF|XML
|
|
2024 |
Q4 |
143221 |
CICC US SECURITIES, INC. |
YES - Disclosure
|
CLEARPOOL EXECUTION SERVICES, LLC
|
PDF|XML
|
|
2024 |
Q4 |
143221 |
CICC US SECURITIES, INC. |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
281102 |
CITADEL SECURITIES INSTITUTIONAL LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
7059 |
CITIGROUP GLOBAL MARKETS INC. |
No |
NA
|
PDF|XML
|
SBSH |
2024 |
Q4 |
7059 |
CITIGROUP GLOBAL MARKETS INC. |
No |
NA
|
PDF|XML
|
CGWM |
2024 |
Q4 |
22208 |
CITIZENS JMP SECURITIES, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
103705 |
CITY NATIONAL SECURITIES, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2024 |
Q4 |
103705 |
CITY NATIONAL SECURITIES, INC. |
No |
NA
|
XML
|
|
2024 |
Q4 |
30882 |
CLARKSONS SECURITIES, INC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
288933 |
CLEAR STREET LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
168490 |
CLEARPOOL EXECUTION SERVICES, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
165533 |
CLSA AMERICAS, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
18466 |
CNR SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2024 |
Q4 |
18466 |
CNR SECURITIES, LLC |
No |
NA
|
PDF
|
|
2024 |
Q4 |
132078 |
COBRA TRADING, INC. |
YES - Disclosure
|
WEDBUSH SECURITIES INC.
|
PDF|XML
|
|
2024 |
Q4 |
132078 |
COBRA TRADING, INC. |
YES - Disclosure
|
INTERACTIVE BROKERS LLC
|
PDF
|
|
2024 |
Q4 |
29163 |
COKER & PALMER |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCCLEARINGCUSTODY |
2024 |
Q4 |
29163 |
COKER & PALMER |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2024 |
Q4 |
29163 |
COKER & PALMER |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
7477 |
COLLIERS SECURITIES LLC |
No |
NA
|
PDF|XML
|
INFO |
2024 |
Q4 |
3013 |
COLONIAL SECURITIES, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2024 |
Q4 |
104343 |
COLORADO FINANCIAL SERVICE CORPORATION |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2024 |
Q4 |
8032 |
COMMONWEALTH FINANCIAL NETWORK |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2024 |
Q4 |
8032 |
COMMONWEALTH FINANCIAL NETWORK |
No |
NA
|
PDF|XML
|
PERS |
2024 |
Q4 |
8032 |
COMMONWEALTH FINANCIAL NETWORK |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2024 |
Q4 |
8032 |
COMMONWEALTH FINANCIAL NETWORK |
No |
NA
|
PDF|XML
|
NFSC |
2024 |
Q4 |
126258 |
COMPASS POINT RESEARCH & TRADING, LLC |
No |
NA
|
PDF|XML
|
|
2024 |
Q4 |
325118 |
COMPOSER SECURITIES LLC |
YES - Disclosure
|
APEX CLEARING CORPORATION
|
PDF|XML
|
|
2024 |
Q4 |
325118 |
COMPOSER SECURITIES LLC |
YES - Disclosure
|
ALPACA SECURITIES LLC
|
PDF|XML
|
|
2024 |
Q4 |
15708 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2024 |
Q4 |
15708 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
No |
NA
|
PDF
|
|
2024 |
Q4 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
RBCWEALTHMANAGEMENT |
2024 |
Q4 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
XML
|
|