2025 |
Q1 |
311868 |
HAPI |
YES - Disclosure
|
APEX CLEARING CORPORATION
|
PDF|XML
|
|
2025 |
Q1 |
151085 |
HARBOR INVESTMENT ADVISORY, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
19258 |
HARBOUR INVESTMENTS, INC. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
396 |
HAZLETT, BURT & WATSON, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2025 |
Q1 |
131453 |
HENLEY & COMPANY LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
25766 |
HENNION & WALSH, INC. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
3420 |
HERBERT J. SIMS & CO, INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
44971 |
HERNDON PLANT OAKLEY, LTD. |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
30996 |
HEROLD & LANTERN INVESTMENTS, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
116681 |
HIGHTOWER SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
116681 |
HIGHTOWER SECURITIES, LLC |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|
2025 |
Q1 |
6220 |
HILLTOP SECURITIES INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
11643 |
HORACE MANN INVESTORS, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
11643 |
HORACE MANN INVESTORS, INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
4031 |
HORNOR, TOWNSEND & KENT, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
25425 |
HOVDE GROUP, LLC |
No |
NA
|
PDF
|
|
2025 |
Q1 |
19585 |
HSBC SECURITIES (USA) INC. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
298809 |
HUATAI SECURITIES (USA), INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
30177 |
HUNTER ASSOCIATES LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
30177 |
HUNTER ASSOCIATES LLC |
No |
NA
|
PDF|XML
|
INFO |
2025 |
Q1 |
7456 |
HUNTLEIGH SECURITIES CORPORATION |
YES - Disclosure
|
WELLS FARGO CLEARING SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
106032 |
IDB CAPITAL CORP. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
106032 |
IDB CAPITAL CORP. |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
297287 |
IFP SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
301273 |
IMC EXECUTION SERVICES |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
7717 |
INDEPENDENT FINANCIAL GROUP, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
131487 |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC |
No |
NA
|
PDF
|
|
2025 |
Q1 |
140278 |
INLET SECURITIES, LLC |
YES - Disclosure
|
AXOS CLEARING LLC
|
PDF|XML
|
|
2025 |
Q1 |
5611 |
INSIGHT SECURITIES, INC. |
YES - Disclosure
|
AXOS CLEARING LLC
|
PDF|XML
|
|
2025 |
Q1 |
5611 |
INSIGHT SECURITIES, INC. |
YES - Disclosure
|
INTERACTIVE BROKERS LLC
|
PDF
|
|
2025 |
Q1 |
29249 |
INSIGNEO SECURITIES, LLC |
YES - Disclosure
|
STONEX FINANCIAL INC.
|
PDF|XML
|
|
2025 |
Q1 |
29249 |
INSIGNEO SECURITIES, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
7897 |
INSTINET, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
120343 |
INTEGRAL FINANCIAL LLC |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q1 |
139627 |
INTEGRITY ALLIANCE, LLC. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
36418 |
INTERACTIVE BROKERS LLC |
No |
NA
|
PDF
|
|
2025 |
Q1 |
146667 |
INTERCAM SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
83 |
INTERCOASTAL CAPITAL MARKETS, INC. |
YES - Disclosure
|
STONEX FINANCIAL INC.
|
PDF|XML
|
|
2025 |
Q1 |
83 |
INTERCOASTAL CAPITAL MARKETS, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q1 |
10645 |
INTERNATIONAL ASSETS ADVISORY, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
RBCWEALTHMANAGEMENT |
2025 |
Q1 |
10645 |
INTERNATIONAL ASSETS ADVISORY, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF|XML
|
|
2025 |
Q1 |
10645 |
INTERNATIONAL ASSETS ADVISORY, LLC |
YES - Disclosure
|
RBC CAPITAL MARKETS, LLC
|
PDF
|
RBCCLEARINGCUSTODY |
2025 |
Q1 |
19418 |
INTESA SANPAOLO IMI SECURITIES CORP. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
6939 |
INVESCO CAPITAL MARKETS, INC. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
6939 |
INVESCO CAPITAL MARKETS, INC. |
YES - Disclosure
|
BOFA SECURITIES, INC.
|
PDF|XML
|
|
2025 |
Q1 |
6939 |
INVESCO CAPITAL MARKETS, INC. |
YES - Disclosure
|
VIRTU AMERICAS LLC
|
PDF|XML
|
|
2025 |
Q1 |
6939 |
INVESCO CAPITAL MARKETS, INC. |
YES - Disclosure
|
CLEARPOOL EXECUTION SERVICES, LLC
|
PDF|XML
|
|
2025 |
Q1 |
14458 |
INVESTMENT PLACEMENT GROUP |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
13037 |
INVESTORS BROKERAGE OF TEXAS, LTD. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q1 |
30032 |
INVEX, LLC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
7413 |
ISAAK BOND INVESTMENTS, INC. |
YES - Disclosure
|
HILLTOP SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q1 |
299039 |
IUR SECURITIES LLC |
YES - Disclosure
|
INTERACTIVE BROKERS LLC
|
PDF
|
|
2025 |
Q1 |
8040 |
J K R & COMPANY, INC. |
No |
NA
|
PDF
|
|
2025 |
Q1 |
79 |
J.P. MORGAN SECURITIES LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q1 |
149758 |
J.V.B. FINANCIAL GROUP, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q1 |
124583 |
J.W. COLE FINANCIAL, INC. |
YES - Disclosure
|
NATIONAL FINANCIAL SERVICES LLC
|
PDF|XML
|
|