2025 |
Q2 |
375 |
H.C.WAINWRIGHT & CO., LLC |
No |
NA
|
XML
|
|
2025 |
Q2 |
31741 |
HALLIDAY FINANCIAL, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
151085 |
HARBOR INVESTMENT ADVISORY, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
131453 |
HENLEY & COMPANY LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
3420 |
HERBERT J. SIMS & CO, INC. |
No |
NA
|
PDF
|
|
2025 |
Q2 |
30996 |
HEROLD & LANTERN INVESTMENTS, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
116681 |
HIGHTOWER SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
11643 |
HORACE MANN INVESTORS, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
4031 |
HORNOR, TOWNSEND & KENT, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
298809 |
HUATAI SECURITIES (USA), INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
30177 |
HUNTER ASSOCIATES LLC |
No |
NA
|
PDF|XML
|
INFO |
2025 |
Q2 |
30177 |
HUNTER ASSOCIATES LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
106032 |
IDB CAPITAL CORP. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
106032 |
IDB CAPITAL CORP. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
297287 |
IFP SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
7717 |
INDEPENDENT FINANCIAL GROUP, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
29249 |
INSIGNEO SECURITIES, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
317278 |
INTER&CO SECURITIES LLC |
No |
NA
|
PDF
|
|
2025 |
Q2 |
146667 |
INTERCAM SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
6939 |
INVESCO CAPITAL MARKETS, INC. |
No |
NA
|
PDF
|
|
2025 |
Q2 |
14458 |
INVESTMENT PLACEMENT GROUP |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
30032 |
INVEX, LLC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
19524 |
JOHNSON RICE & COMPANY L.L.C. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
24795 |
JOSEPH GUNNAR & CO. LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
156175 |
KAYAN SECURITIES, INC. |
YES - Disclosure
|
WEDBUSH SECURITIES INC.
|
PDF|XML
|
|
2025 |
Q2 |
42046 |
KESTRA INVESTMENT SERVICES, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
136300 |
KEY INVESTMENT SERVICES LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
566 |
KEYBANC CAPITAL MARKETS INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
2440 |
KIMELMAN & BAIRD, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
104158 |
KOREA INVESTMENT & SECURITIES AMERICA, INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
44848 |
KOVACK SECURITIES INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
164447 |
LAKE STREET CAPITAL MARKETS, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
43706 |
LAMPOST CAPITAL, L.C. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
47487 |
LANDAAS & COMPANY |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
7191 |
LASALLE ST SECURITIES, L.L.C. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
43098 |
LOOP CAPITAL MARKETS LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
43285 |
M HOLDINGS SECURITIES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
104100 |
M. S. HOWELLS & CO. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
36368 |
MACQUARIE CAPITAL (USA) INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
23224 |
MADISON AVENUE SECURITIES, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
147529 |
MCLAUGHLIN RYDER INVESTMENTS, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
2764 |
MESIROW FINANCIAL, INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
37818 |
MISCHLER FINANCIAL GROUP, INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
146193 |
MIURA CAPITAL, LLC |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
146193 |
MIURA CAPITAL, LLC |
No |
NA
|
PDF
|
|
2025 |
Q2 |
309574 |
MONDEUM CAPITAL |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
12963 |
MONEY CONCEPTS CAPITAL CORP |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
12963 |
MONEY CONCEPTS CAPITAL CORP |
No |
NA
|
PDF
|
|
2025 |
Q2 |
154327 |
MSEC, LLC |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
19685 |
MUFG SECURITIES AMERICAS INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
611 |
MUTUAL OF OMAHA INVESTOR SERVICES, INC. |
YES - Disclosure
|
PERSHING LLC
|
PDF|XML
|
|
2025 |
Q2 |
13092 |
MUTUAL SECURITIES, INC. |
No |
NA
|
PDF|XML
|
|
2025 |
Q2 |
39455 |
NATALLIANCE SECURITIES, LLC |
No |
NA
|
PDF|XML
|
|