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PODCAST

FINRA’s Ambassador Abroad: The International Group

September 03, 2019

From Ireland to Malta to Colombia, foreign markets are global, so too must be FINRA’s presence. That’s where the International Group comes in as FINRA’s central point of contact for relations with foreign regulators.

On this episode, we talk to FINRA’s ambassador abroad, Gloria Dalton, to hear how the group supports FINRA in seeking and sharing information, raises awareness of FINRA’s regulatory programs and contributes to the development of global securities regulation and policy.

Resources mentioned in this episode:

SEC Office of International Affairs

Episode 10: ERI: Introducing FINRA’s Weatherman

Episode 27: The Future of RegTech

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