FINRA-Registered Representatives | FINRA.org

FINRA-Registered Representatives
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Individuals must be registered with FINRA to conduct securities business with the investing public (FINRA-registered representative). To become registered, securities professionals are required to pass qualification exams to demonstrate competence in their particular securities activities. A FINRA-registered representative’s duties may include supervision, sales of securities or training of persons associated with the member firm.

1.1 Sizes and Counts

Figure 1.1.1

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Figure 1.1.2

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Table 1.1.3

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Figure 1.1.4

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Table 1.1.5

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Figure 1.1.6

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Table 1.1.7

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Figure 1.1.8

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1.2 Status Changes

Figure 1.2.1

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Table 1.2.2

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Figure 1.2.3

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Figure 1.2.4

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Figure 1.2.5

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1.3 Geographic Distribution

 
Figure 1.3.1 Geographic Distribution of State Level Registrations, 2025
(See linked page)

 
Figure 1.3.2 Geographic Distribution of State Level Registration Growth, 2024 to 2025
(See linked page)

 
Table 1.3.3