Election Notices
| Date Sort ascending | Title | Description |
|---|---|---|
| Oct 20, 2025 | Election Notice – 10/20/25 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Voting Deadline: November 19, 2025
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| Oct 20, 2025 | Election Notice – 10/20/25 | Notice of SFAC Election and Mailing of Ballots
Voting Deadline: November 19, 2025
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| Sep 04, 2025 | Election Notice – 9/4/25 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 6, 2025
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| Sep 04, 2025 | Election Notice – 9/4/25 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 6, 2025
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| Jul 18, 2025 | Election Notice - 7/18/2025 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| May 15, 2025 | Election Notice - 5/15/2025 | FINRA Board of Governors Upcoming Election: Nominee Announcement and Petition Period Start Date
Petition Deadline: June 30, 2025
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| Jan 10, 2025 | Election Notice - 1/10/2025 | Notice of Election and Ballots for FINRA Large Firm and Small Firm NAC Member Seats
Voting Ends: February 10, 2025
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| Dec 30, 2025 | Election Notice - 12/30/2024 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Nov 07, 2024 | Election Notice - 11/7/2024 | FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: December 23, 2024
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| Oct 18, 2024 | Election Notice - 10/18/2024 | Notice of SFAC Election and Mailing of Ballots
Voting Deadline: November 18, 2024
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| Oct 18, 2024 | Election Notice - 10/18/2024 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Voting Deadline: November 18, 2024
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| Sep 03, 2024 | Election Notice – 9/3/24 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 3, 2024
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| Sep 03, 2024 | Election Notice – 9/3/24 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 3, 2024
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| Aug 19, 2024 | Election Notice - 8/19/2024 | FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: October 3, 2024
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| Aug 12, 2024 | Election Notice - 8/12/2024 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| Jun 14, 2024 | Election Notice - 06/14/2024 | Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 29, 2024
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| Dec 22, 2023 | Election Notice – 12/22/2023 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Nov 15, 2023 | Election Notice – 11/15/2023 | Notice of Election and Ballots for FINRA Mid-Size Firm NAC Member Seat
Voting Ends: December 15, 2023
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| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 22, 2023
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| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 22, 2023
This Notice was updated on November 3, 2023, to update the District 4 candidates for Midwest Region Committee. |
| Sep 25, 2023 | Election Notice - 9/25/2023 | FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: November 9, 2023
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| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 11, 2023
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| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 11, 2023
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| Aug 07, 2023 | Election Notice - 8/7/2023 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| May 31, 2023 | Election Notice - 05/31/2023 | Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 17, 2023
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