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Election Notices

Date Sort ascending Title Description
Oct 24, 2022 Election Notice - 10/24/2022
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 23, 2022
Oct 24, 2022 Election Notice - 10/24/2022
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 23, 2022
Oct 11, 2022 Election Notice – 10/11/2022
Notice of Special Meeting of Large Firms and Proxy
Sep 06, 2022 Election Notice – 9/6/2022
Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 6, 2022
Sep 06, 2022 Election Notice – 9/6/22
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 6, 2022
Aug 22, 2022 Election Notice – 8/22/2022
FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: October 6, 2022
Aug 09, 2022 Election Notice - 8/09/22
Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: September 23, 2022
Jul 20, 2022 Election Notice – 7/20/22
Notice of Annual Meeting of FINRA Firms and Election Proxy
Jun 09, 2022 Election Notice - 06/09/22
FINRA Board Large Firm Governor Election
May 16, 2022 Election Notice – 05/16/22
Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Thursday, June 30, 2022

Due to a change in firm affiliations, the Large Firm Governor nominee listed in this Election Notice no longer qualifies for re-election. A special election for the Large Firm Governor seat will take place in the near future. The Small Firm Governor Election is not impacted and will proceed as announced in this Notice.

Dec 15, 2021 Election Notice – 12/15/21
FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
Oct 19, 2021 Election Notice – 10/19/21
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 18, 2021
Oct 19, 2021 Election Notice – 10/19/21
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 18, 2021
Sep 01, 2021 Election Notice – 9/1/21
Call for Candidates for Upcoming FINRA Regional Committee Election
Nomination Deadline: October 1, 2021
Sep 01, 2021 Election Notice – 9/1/21
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2021
Aug 02, 2021 Election Notice – 8/2/21
Notice of Annual Meeting of FINRA Firms and Election Proxy
Jun 04, 2021 Election Notice – 6/4/21
Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 19, 2021
Dec 15, 2020 Election Notice – 12/15/20
FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
Oct 20, 2020 Election Notice – 10/20/20
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 19, 2020
Oct 20, 2020 Election Notice – 10/20/20
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 19, 2020
Sep 01, 2020 Election Notice – 9/1/20
Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2020
Sep 01, 2020 Election Notice – 9/1/20
Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 1, 2020
Aug 17, 2020 Election Notice – 8/17/20
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
Jul 08, 2020 Election Notice – 7/8/20
Notice of Annual Meeting of FINRA Firms and Election Proxy
May 08, 2020 Election Notice – 5/8/20
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020