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Election Notices

Date Sort ascending Title Description
Oct 19, 2021 Election Notice – 10/19/21
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 18, 2021
Oct 19, 2021 Election Notice – 10/19/21
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 18, 2021
Sep 01, 2021 Election Notice – 9/1/21
Call for Candidates for Upcoming FINRA Regional Committee Election
Nomination Deadline: October 1, 2021
Sep 01, 2021 Election Notice – 9/1/21
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2021
Aug 02, 2021 Election Notice – 8/2/21
Notice of Annual Meeting of FINRA Firms and Election Proxy
Jun 04, 2021 Election Notice – 6/4/21
Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 19, 2021
Dec 15, 2020 Election Notice – 12/15/20
FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
Oct 20, 2020 Election Notice – 10/20/20
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 19, 2020
Oct 20, 2020 Election Notice – 10/20/20
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 19, 2020
Sep 01, 2020 Election Notice – 9/1/20
Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 1, 2020
Sep 01, 2020 Election Notice – 9/1/20
Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2020
Aug 17, 2020 Election Notice – 8/17/20
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
Jul 08, 2020 Election Notice – 7/8/20
Notice of Annual Meeting of FINRA Firms and Election Proxy
May 08, 2020 Election Notice – 5/8/20
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020
Dec 19, 2019 Election Notice – 12/19/19
FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
Oct 21, 2019 Election Notice – 10/21/19
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019
Oct 21, 2019 Election Notice – 10/21/19
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballot Due Date: November 20, 2019
Sep 04, 2019 Election Notice – 9/4/19
Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
Sep 04, 2019 Election Notice – 9/4/19
Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
Aug 20, 2019 Election Notice – 8/20/19
FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
Jul 19, 2019 Election Notice – 7/19/19
Notice of Annual Meeting of FINRA Firms and Proxy
May 24, 2019 Election Notice – 5/24/19
Upcoming FINRA Board of Governors Election
Dec 21, 2018 Election Notice - 12/21/18
FINRA Announces Regional Committee, SFAC, and NAC Election Results and Appointments
Oct 29, 2018 Election Notice – 10/29/18
Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
Oct 16, 2018 Election Notice – 10/16/18
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat