Election Notices
| Date Sort ascending | Title | Description |
|---|---|---|
| Dec 22, 2023 | Election Notice – 12/22/2023 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Nov 15, 2023 | Election Notice – 11/15/2023 | Notice of Election and Ballots for FINRA Mid-Size Firm NAC Member Seat
Voting Ends: December 15, 2023
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| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 22, 2023
This Notice was updated on November 3, 2023, to update the District 4 candidates for Midwest Region Committee. |
| Oct 23, 2023 | Election Notice - 10/23/2023 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 22, 2023
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| Sep 25, 2023 | Election Notice - 9/25/2023 | FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: November 9, 2023
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| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 11, 2023
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| Sep 11, 2023 | Election Notice – 9/11/23 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 11, 2023
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| Aug 07, 2023 | Election Notice - 8/7/2023 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| May 31, 2023 | Election Notice - 05/31/2023 | Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 17, 2023
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| Oct 24, 2022 | Election Notice - 10/24/2022 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 23, 2022
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| Oct 24, 2022 | Election Notice - 10/24/2022 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 23, 2022
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| Oct 11, 2022 | Election Notice – 10/11/2022 | Notice of Special Meeting of Large Firms and Proxy
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| Sep 06, 2022 | Election Notice – 9/6/2022 | Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 6, 2022
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| Sep 06, 2022 | Election Notice – 9/6/22 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 6, 2022
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| Aug 22, 2022 | Election Notice – 8/22/2022 | FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: October 6, 2022
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| Aug 09, 2022 | Election Notice - 8/09/22 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: September 23, 2022
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| Jul 20, 2022 | Election Notice – 7/20/22 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| Jun 09, 2022 | Election Notice - 06/09/22 | FINRA Board Large Firm Governor Election
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| May 16, 2022 | Election Notice – 05/16/22 | Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Thursday, June 30, 2022
Due to a change in firm affiliations, the Large Firm Governor nominee listed in this Election Notice no longer qualifies for re-election. A special election for the Large Firm Governor seat will take place in the near future. The Small Firm Governor Election is not impacted and will proceed as announced in this Notice. |
| Dec 15, 2021 | Election Notice – 12/15/21 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
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| Oct 19, 2021 | Election Notice – 10/19/21 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 18, 2021
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| Oct 19, 2021 | Election Notice – 10/19/21 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 18, 2021
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| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2021
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| Sep 01, 2021 | Election Notice – 9/1/21 | Call for Candidates for Upcoming FINRA Regional Committee Election
Nomination Deadline: October 1, 2021
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| Aug 02, 2021 | Election Notice – 8/2/21 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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