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Broker-Dealer Firms We Regulate - #

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

&PARTNERS
40 BURTON HILLS BLVD., SUITE 350, NASHVILLE, TN 37215

1031 SECURITIES INC.
5245 CLYDE RD., HOWELL, MI 48855

16 POINTS LLC
10101 COND ROYAL PALM, VEGA ALTA, PR 00692

1851 SECURITIES, INC
ONE AMERICAN ROW, HARTFORD, CT 06102

1964 GLOBAL
71 MURRAY STREET, NO. 8, NEW YORK, NY 10007

1ST DISCOUNT BROKERAGE, INC.
8927 HYPOLUXO ROAD, SUITE A5, LAKE WORTH, FL 33467

2021 CAPITAL
20 S CLARK STREET, STE 700, CHICAGO, IL 60603

22V SECURITIES LLC
10 EAST 53RD STREET, STE. 601, NEW YORK, NY 10021

2SOLV CAPITAL, LLC
207 EAST 57TH STREET, SUITE 25A, NEW YORK, NY 10022

303 ALTERNATIVES, LLC
401 WEST SUPERIOR STREET, CHICAGO, IL 60654

303 SECURITIES, LP
401 W. SUPERIOR STREET, CHICAGO, IL 60654

360 ONE INC.
1120 AVENUE OF THE AMERICAS, SUITE 4186, NEW YORK, NY 10036

3G FINANCIAL
155 NORTH UPPER WACKER DRIVE, STE 4250, CHICAGO, IL 60606

3ICO SECURITIES LLC
101 W. ELM STREET, SUITE 400B, CONSHOHOCKEN, PA 19428

3PE ADVISORS
1910 PACIFIC AVENUE, STE 14183, DALLAS, TX 75201

3WIRE ADVISORY LLC
1717 PENNSYLVANIA AVENUE NW, SUITE 300, WASHINGTON, DC 20006

5D PARTNERS LLC
535 FIFTH AVE 4TH FLOOR, NEW YORK, NY 10017

777 SECURITIES
1 GRACIE SQUARE, NEW YORK, NY 10028

9SQUID PRIVATE MARKETS
1400 HANCOCK STREET, FL. 6, QUINCY, MA 02169

Last updated: 11/9/26