Arbitration Awards Online

Displaying 1 - 1 of 1
Award ID Case Summary Document Type Forum Date of Awardsort ascending
15-03455
Claimant(s): Joseph La Ferla
Claimant Representative(s): Sharron E. Ash
Respondent(s): UBS Financial Services Inc.
Respondent Representative(s): David I Hantman
Neutral(s): Thomas Caiaffa, Madelon M. Rosenfeld, Selma Moy
Hearing Site: New York, NY
Award FINRA 01/20/2017