Skip to main content

The Neutral Corner - Volume 2—2023

The Neutral Corner – Volume 2—2023

Mission Statement

FINRA Dispute Resolution Services Mediation Program by Narielle Robinson, National Mediation Administrator, FINRA Mediation

FINRA Dispute Resolution Services (DRS) and FINRA News

  • Arbitration Case Filings and Trends
  • Approved Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
  • Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes
  • Virtual Arbitration Hearing Statistics
  • Initial Prehearing Conference (IPHC) Script Updates
  • Arbitrator and Party Experience Survey Enhancements
  • Update to Arbitrator Travel Policy
  • Register for the DR Portal Today
  • New York State Bar Association: Comprehensive Commercial Arbitration Training for Arbitrators and Counsel: July 17 – 19, 2023 
  • Practising Law Institute Securities Arbitration 2023: September 7, 2023 

Mediation Update

  • Mediation Case Filings and Trends 
  • Mediator List Process and Disclosure Updates
  • Mediator Training Opportunities
  • Become a FINRA Mediator

Questions and Answers

  • Completing the Oath of Arbitrator (Oath)

Education and Training 

  • Enhanced Expungement Training
  • Expungement Training Link

Quarterly Arbitrator Disclosure Reminder 
FINRA Offices