The Neutral Corner - Volume 3—2019

The Neutral Corner—Volume 3, 2019

Mission Statement

FINRA’s Website Has a New Look

Arbitrator Withdrawals Undermine the Arbitration Process (by Steven B. Caruso)

Office of Dispute Resolution and FINRA News

• Case Filings and Trends
• New Portal Form: Award Information Sheet
• Removal of Oath of Arbitrator and Disclosure Checklist PDF from FINRA's Website
• Register for the Portal Today
• Portal How-to Videos
• Eleventh Annual Securities Dispute Resolution Triathlon
• 2019 Demographic Survey

Mediation Update

• Mediation Statistics
• Mediation Settlement Month
• Mediation Program for Small Arbitration Claims
• Keep it Current
• Mediator Training Opportunities
• Become a FINRA Mediator

Questions and Answers

• Disciplinary Referrals
• Related Conflicts

Education and Training

• Spring 2019 Neutral Workshop: Expungement of Customer Dispute Information

Arbitrator Tips

• Tips for Traveling Arbitrators
• Google Yourself

Quarterly Arbitrator Disclosure Reminder

Directory