Dispute Resolution Services Regional Offices and Hearing Locations
FINRA offers 69 hearing venues, including at least one in each state of the United States and one in San Juan, Puerto Rico. The map below indicates the hearing locations and the Dispute Resolution Services regional office that administers cases for those locations. Depending on caseload demands, Dispute Resolution Services may assign cases in certain hearing locations to a different regional office.
Northeast Region
Hearings Locations:
Albany, NY; Augusta, ME; Boston, MA; Buffalo, NY; Hartford, CT; Jersey City, NJ; Manchester, NH; Montpelier, VT; New York, NY; Philadelphia, PA; Providence, RI; Syracuse NY; Wilmington, DE
Following is additional information regarding New York City offices/cases:
FINRA Dispute Resolution Services
Brookfield Place
200 Liberty Street
New York, NY 10281
(212) 858-4200
Email
View Map
Information for Hearings Held Outside of FINRA’s Regional Offices
Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.
FINRA's Mediation Program contact information for this region:
Mara Weinstein
National Mediation Administrator
FINRA Dispute Resolution Services
Brookfield Place
200 Liberty Street
New York, NY 10281
(212) 858-4384
Western Region
Hearings Locations:
Albuquerque, NM; Anchorage, AK; Boise, ID; Cheyenne, WY; Denver, CO; Helena, MT; Honolulu, HI; Las Vegas, NV; Los Angeles, CA; Phoenix, AZ; Portland, OR; Reno, NV; Salt Lake City, UT; San Diego, CA; San Francisco, CA; Seattle, WA
Following is additional information regarding Los Angeles office/cases:
FINRA Dispute Resolution Services
300 S. Grand Avenue
Suite 1700
Los Angeles, CA 90071
(213) 613-2680
Email
View Map
Information for Hearings Held Outside of FINRA’s Regional Offices
Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.
FINRA's Mediation Program contact information for this region:
Mara Weinstein
National Mediation Administrator
FINRA Dispute Resolution Services
Brookfield Place
200 Liberty Street
New York, NY 10281
(212) 858-4384
Southeast Region
Hearings Locations:
Atlanta, GA; Baltimore, MD; Birmingham, AL; Boca Raton, FL; Charlotte, NC; Columbia, SC; Jackson, MS; Jacksonville, FL; Memphis, TN; Nashville, TN; New Orleans, LA; Norfolk, VA; Orlando, FL; Raleigh, NC; Richmond, VA; San Juan, PR; Tampa, FL; Washington, DC
Following is additional information regarding Boca Raton office/cases:
FINRA Dispute Resolution Services
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277
Email
View Map
Information for Hearings Held Outside of FINRA’s Regional Offices
Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.
FINRA's Mediation Program contact information for this region:
Narielle Robinson
National Mediation Administrator
FINRA Dispute Resolution Services
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 447-4927
Midwest Region
Hearings Locations:
Bismarck, ND; Charleston, WV; Chicago, IL; Cincinnati, OH; Cleveland, OH; Columbus, OH; Dallas, TX; Des Moines, IA; Detroit, MI; Houston, TX; Indianapolis, IN; Kansas City, MO; Little Rock, AR; Louisville, KY; Milwaukee, WI; Minneapolis, MN; Oklahoma City, OK; Omaha, NE; Pittsburgh, PA; Rapid City, SD; St. Louis, MO; Wichita, KS
Following is additional information regarding Chicago office/cases:
FINRA Dispute Resolution Services
55 West Monroe Street, Suite 2600
Chicago, IL 60603-1002
(312) 899-4440
Email
View Map
Information for Hearings Held Outside of FINRA’s Regional Offices
Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.
FINRA's Mediation Program contact information for this region:
Narielle Robinson
National Mediation Administrator
FINRA Dispute Resolution Services
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 447-4927