How to Contact the New York Regional Office
Key Personnel at the Northeast Region Office
Katherine Bayer
Regional Director
Phone: (212) 858-4382
Bola Aguda
Associate Regional Director
Phone: (212) 858-4707
Erin Jett
Regional Manager
Phone: (212) 858-4103
Makenzie Holahan
Associate Regional Manager
Phone: (561) 443-8139
Case Administrators
Alejandra Candelario
Phone: (212) 858- 4356
Christal Dolly
Phone: (212) 858-4344
Leonie Feliciano
Phone: (212) 858- 3928
Richard Sterlin
Phone: (212) 858-4724
Contact the Northeast Region Office
- By Phone: Main number for the New York office: (212) 858-4200 Between the hours of 9 a.m. and 5 p.m.
- By Email: FINRA Dispute Resolution staff members can be reached by email. Email addresses use the following protocol: [email protected]
City Information
Check city information for regular updates about transit/traffic information and restrictions.
Mail Delivery Information
Based upon the advice of the U.S. Postal Service and law enforcement authorities, FINRA and its family of companies will no longer open or accept any mail (envelopes or packages) that does not have complete return names and addresses. Please be sure when sending mail to FINRA that your information is fully and appropriately labeled.