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  1. Filing & Reporting
  2. OTC (ATS & Non-ATS) Transparency
EXPLORE THIS SECTION

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OTC Transparency Technical Notices

Title Date
OTC Transparency Data Publication Delay January 28, 2019
New OTC Transparency Data Download and API Guidelines (Effective January 14, 2019) November 19, 2018
OTC Transparency Data Download and API Guidelines, Due to go Live November 5 2018, has been Extended—A New Release Date will be Announced Soon October 31, 2018
New OTC Transparency Data Download and API Guidelines (Effective November 5, 2018) September 04, 2018
FINRA ATS Data Changes Effective Monday, October 3, 2016 September 29, 2016
Update: OTC Transparency Symbology July 08, 2016
FINRA ATS Links to Product Pages May 12, 2016
FINRA ATS Data Changes Effective Monday, April 25, 2016 April 20, 2016
Downloadable ATS Data Available at no Charge on FINRA.org July 13, 2015 July 06, 2015
ATS MPID Requirement January 07, 2015
Quarterly ATS Data Reports October 27, 2014
Updated ATS User Guide Available August 19, 2014
New ATS Transparency Data Website June 16, 2014
New ATS Transparency Data Website User Guide Available June 06, 2014
ATS Data Website May 16, 2014
FINRA Alternative Trading System (ATS) Important Dates May 09, 2014
ATS Connectivity and Update to Fixed Income Files April 09, 2014
FINRA Alternative Trading System (ATS) MPID Requests March 24, 2014

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