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For updates and guidance related to COVID-19 / Coronavirus, click here.

Web CRD Quick Reference Guides

See How We Plan to Transform CRD
FINRA is working on a new CRD system that will be intuitive, flexible and efficient to make it easier for firms and their associated persons to fulfill their compliance obligations. Read more about what we have planned for CRD.



All Users

If you are a "Joint" Broker/Dealer-Investment Adviser firm, there are also IARD System Quick Reference Guides available.