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CRD Quick Reference Guides

See How We Are Integrating CRD Into the New FINRA Gateway
FINRA is working on a new FINRA Gateway system that will be intuitive, flexible and efficient to make it easier for firms and their associated persons to fulfill their compliance obligations.



All Users

If you are a "Joint" Broker/Dealer-Investment Adviser firm, there are also IARD System Quick Reference Guides available.