CRD Quick Reference Guides

Firms

• CRD At A Glance For Firms
• Firm Notification
• Firm Queues for Individuals
• Firm Queues for Organizations
• Form BD
• Form BR
• Form CRS (BD-Only Firms) 
  • IA-Only and Dual BD/IA Firm Guidance
• Form NRF
• Form U4
• Form U5
• LEP Request
• Registration Deficiency Tracking Program
• Reports 
  • Firm Renewal Report
  • FINRA Gateway Reports
• View Individual
• View Organization

Regulators

• Regulator E-Bill User Guide (Video)
• Regulator E-Bill User Guide
• NASAA Training Guide Web CRD & IARD Filing Process
• NASAA Training Guide Web CRD 101
• NASAA Training Guide Web CRD 201
• Jurisdiction Queues for Individuals
• Jurisdiction/SRO Branch Registration
• Jurisdiction/SRO Branch Withdrawal/Closing Review Method
• Jurisdiction/SRO Queues for Organizations
• Regulator Form U6 Filing
• Regulator Notifications
• SEC Queues for Organizations
• SRO Queues for Individuals
• SRO Web CRD Basics (Video)

All Users

• FINRA Entitlement Reference Guide

If you are a joint broker-dealer/investment adviser (BD/IA) firm, there are also IARD System Quick Reference Guides available.