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Advanced Arbitrator Training

In addition to the mandatory basic arbitrator training program, Dispute Resolution offers subject-specific online training modules. These modules are voluntary, unless stated otherwise. Arbitrators who successfully complete FINRA Dispute Resolution's training courses will have this noted on their arbitrator disclosure reports.

Free Video Courses—No Registration Required

The following video courses can be accessed immediately and do not require registration:

  • Anti-Money Laundering Requirements and Suspicious Activity Reporting
  • Motions to Dismiss 
  • Explained Decisions

FINRA Online Learning Courses—Registration Required

FINRA also offers advanced training courses through its Learning Management System.

The following courses are available:

  • Civility in Arbitration
  • Chairperson Training
  • Discovery, Abuses and Sanctions
  • Understanding the Prehearing Stage
  • Your Duty to Disclose