Get Involved / FINRA Elections

Firm executives can get involved with FINRA’s process through committee service, comment letters and other methods. FINRA has many opportunities for firms to be involved with its committees. The Regional Committees, Small Firm Advisory Committee, National Adjudicatory Council, and Board of Governors all hold annual elections. Many firm executives looking to get involved in the FINRA process have found that serving on a Regional Committee is a good place to start. On this page you will find descriptions on the different committees, how the election process works, how to indicate interest in being considered for committee or board service and communications to firms about the upcoming elections.

October 5, 2018
FINRA’s Board of Governors met last week in New York, and I am writing to share with you some updates from our discussions.
September 25, 2018
The FINRA Board of Governors meets this week in New York. Read President and CEO Robert Cook’s email to firms previewing the agenda.
July 25, 2018
Read FINRA President and CEO Robert Cook’s email to firms and watch the video report with highlights from the Board of Governors meeting.
July 16, 2018
The FINRA Board of Governors meets this week for the third time in 2018. Read President and CEO Robert Cook’s email to firms previewing the agenda.
May 17, 2018
Read FINRA President and CEO Robert Cook’s email to firms and watch the video report with highlights from the Board of Governors meeting.