Get Involved / FINRA Elections

Firm executives can get involved with FINRA’s process through committee service, comment letters and other methods. FINRA has many opportunities for firms to be involved with its committees. The District Committees, Small Firm Advisory Board, National Adjudicatory Council, and Board of Governors all hold annual elections. Many firm executives looking to get involved in the FINRA process have found that serving on a District Committee is a good place to start. On this page you will find descriptions on the different committees, how the election process works, and communications to firms about the upcoming elections.

December 11, 2017
The FINRA Board of Governors meets this week for the final time in 2017. As is customary for each year’s December meeting, the Board’s discussions will review 2017 accomplishments and FINRA’s 2018 goals and budget.
September 29, 2017
Read FINRA President and CEO Robert Cook’s email to firms and watch the video report with highlights from the Board of Governor’s meeting.
September 25, 2017
Read FINRA President and CEO Robert Cook’s email to firms, which provides updates on FINRA360 and the Special Notice on Engagement, and includes a preview of discussions to take place at the September 2017 Board of Governors meeting.
August 22, 2017

WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today the election of Governors to its Board of Governors.

Stephen M. Cutler, Executive Vice President and Vice Chairman, JPMorgan Chase & Co., was elected as a Large Firm Governor, one of three representatives of large firms on the Board. Cutler has been a FINRA Governor since November 2016, when he was appointed to fill an unexpired term.

July 18, 2017
Read FINRA President and CEO Robert Cook’s email to firms and watch the video report with highlights from the Board of Governor’s meeting.