Financial Professional Gateway – Former Reps
Individuals who are not currently registered with a broker-dealer can do the following in FinPro:
- View your CRD record
- Review and download the last Form U5 filed on your record
- Update your residential address
More features are under development. We will announce new features on this page as they are released.
Note: Securities professionals who do not possess a US SSN are not currently able to create a FinPro account. Please contact the FINRA Gateway Call Center at (240) 386-4040 to request a hard copy Change of Address form and/or Snapshot report.