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Education & Training for Advertising Regulation

FINRA's educational materials highlight news, regulatory updates and other compliance topics. You can find advertising-related education using the following links.

E-Learning Courses

FINRA e-learning courses offer an affordable solution for Firm Element, advertising regulation and other training needs. Firms trust FINRA's e-learning library for firm-wide training on rules and regulations and how they are practically applied.  Course titles include:

  • Communications With the Public: Compliance Issues for Independent Registered Representatives
  • Communications With the Public: Compliance Issues for Wholesalers
  • Communications With the Public: What Retail Staff Need to Know
  • Electronic Communications: What Independent Registered Representatives Need to Know
  • Electronic Communications: What Retail Staff Need to Know
  • Electronic Communications: What Supervisors Need to Know
  • Electronic Communications: What Wholesalers Need to Know
  • Understanding Social Media for Retail Registered Representatives
  • Use of Social Media for Business Purposes

AREF Training Guides and Documentation