FINRA Executives

Chairman and Chief Executive Officer
Executive Vice President for Corporate Communications and Government Relations
Executive Vice President, Market Regulation
Senior Vice President and Corporate Secretary
Executive Vice President, Transparency Services
Executive Vice President, Regulatory Operations
Senior Vice President, Human Resources
Executive Vice President, Enforcement
Executive Vice President and Chief Information Officer
Executive Vice President and Director of Dispute Resolution
Executive Vice President, Head of Member Regulation—Sales Practice
Chief Legal Officer
Executive Vice President, Regulatory Policy and Legal Compliance Officer
Chief Risk Officer & Head of Strategy
Chief Economist and Senior Vice President
Executive Vice President and Chief Financial Officer
President, FINRA Foundation and Senior Vice President, Investor Education
Executive Vice President, Office of Fraud Detection and Market Intelligence
Executive Vice President, Member Regulation—Risk Oversight and Operational Regulation (ROOR)